finra_disciplinary
2 records
FINRA: Complaints Filed — Ben Jen
August 1, 2024
and Raymond Damien Rohne (CRD #1942268, Croton-on-Hudson, New York) August 1, 2024 – Jen and Rohne were named respondents in a FINRA complaint alleging that they failed to cooperate, or fully cooperat...
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FINRA: Individuals Barred — Ben Jen
April 7, 2025
and Raymond Damien Rohne (CRD #1942268, Croton-on-Hudson, New York) April 7, 2025 – An OHO decision became final in which Jen and Rohne were barred from association with any FINRA member in all capaci...
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ny_corps
1 records
NY Corp: BENJEN CORP.
1985-02-20
DOMESTIC BUSINESS CORPORATION | County: Nassau | Jurisdiction: New York
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