Department of Justice
8 records
DOJ: Broker Charged With Insider Trading And Obstruction Of Justice
2026-03-30
United States Attorney for the Southern District of New York, Jay Clayton, announced today the unsealing of an Indictment charging RONALD SMITH, formerly a registered broker at a brokerage firm in New...
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DOJ: Former Broker Sentenced to 36 Months in Prison for Stock Fraud Scheme
2022-09-23
Earlier today, in federal court in Brooklyn, Craig Josephberg, a former registered broker who worked at multiple brokerage firms in New York, New York, was sentenced by United States District Judge Er...
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DOJ: “Broker” Sentenced to Two Years in Prison for Bribing DMV Employees to Alter Records So Unqualified Drivers Could Receive Commercial Driver Licenses
2018-09-14
SACRAMENTO, Calif. — Damanpreet Singh, 33, of Los Angeles, was sentenced today by U.S. District Judge Garland E. Burrell Jr. to two years in prison for conspiring to commit bribery, identity fraud and...
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DOJ: Broker Admits Lying To Investigators and Obstructing La Jolla Bank Bribery Investigation
2016-05-05
Assistant U.S. Attorneys Emily W. Allen (619) 546-9738 and Nicholas W. Pilchak (619) 546-9709 NEWS RELEASE SUMMARY – May 5, 2016 SAN DIEGO – Jocelyn J. Brown, a loan broker for the now-defunct La Joll...
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DOJ: Former Broker at San Fernando Valley Brokerage Firm Sentenced to 18 Months in Federal Prison for Defrauding Investors
2015-10-20
LOS ANGELES – A former registered representative at a now-defunct Sherman Oaks brokerage and investment firm was sentenced today to 18 months in federal prison on wire fraud charges associated with a ...
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DOJ: Broker Sentenced in Connection with Rothstein Case
2015-03-12
Wifredo A. Ferrer, United States Attorney for the Southern District of Florida, Kelly R. Jackson, Special Agent in Charge, Internal Revenue Service, Criminal Investigation (IRS-CI), and George L. Piro...
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DOJ: Broker Pleads Guilty In Connection With Rothstein Case
2015-03-12
Wifredo A. Ferrer, United States Attorney for the Southern District of Florida, Kelly R. Jackson, Special Agent in Charge, Internal Revenue Service, Criminal Investigation (IRS-CI), and George L. Piro...
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DOJ: Former Broker Charged with Multiple Counts of Wire Fraud
2015-01-29
United States Attorney James Santelle of the Eastern District of Wisconsin, announced that on November 5, 2013, a federal grand jury returned an indictment against Lisa A. Lewis (age: 48) of Green Bay...
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ny_corps
3 records
NY Corp: INTERNATIONAL BROKER CORP
2014-06-19
DOMESTIC BUSINESS CORPORATION | County: Bronx | Jurisdiction: New York
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NY Corp: BROKER PARTNERS LLC
2012-03-05
DOMESTIC LIMITED LIABILITY COMPANY | County: Westchester | Jurisdiction: New York
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NY Corp: BROKER GROUP LLC
2007-12-31
DOMESTIC LIMITED LIABILITY COMPANY | County: Kings | Jurisdiction: New York
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