finra_disciplinary
1 records
FINRA: Firms Fined — G.research, LLC
November 11, 2024
November 11, 2024 – An AWC was issued in which the firm was censured, fined $30,000, and required to certify that it has remediated the issues identified in the AWC and implemented reasonably designed...
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ny_corps
1 records
NY Corp: G.RESEARCH, LLC
2015-07-02
FOREIGN LIMITED LIABILITY COMPANY | County: Westchester | Jurisdiction: Delaware
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