finra_disciplinary
1 records
FINRA: Individuals Suspended — Lek
April 11, 2024
April 11, 2024 – The firm and Charles Lek appealed an OHO Extended Hearing Panel decision to the NAC. The firm was expelled from FINRA membership and fined $1,130,000 and Charles Lek was barred from a...
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ny_corps
3 records
NY Corp: LEK GROUP LLC
2021-06-16
DOMESTIC LIMITED LIABILITY COMPANY | County: New York | Jurisdiction: New York
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NY Corp: LEK HOLDINGS, LLC
2017-01-13
DOMESTIC LIMITED LIABILITY COMPANY | County: Warren | Jurisdiction: New York
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NY Corp: LEK INC.
2001-10-30
DOMESTIC BUSINESS CORPORATION | County: Nassau | Jurisdiction: New York
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