ca_ag
1 records
CA AG: Attorney General Kamala D. Harris Files Suit Against Morgan Stanley Over False Claims and Securities Violations
2016-04-01
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cfpb
1 records
chicago_biz
25 records
Chicago License: MORGAN STANLEY & CO. LLC
Limited Business License | Operation of a Financial Services Commercial Office
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Chicago License: MORGAN STANLEY & CO. LLC
Limited Business License | Operation of a Financial Services Commercial Office
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Chicago License: MORGAN STANLEY & CO. LLC
Limited Business License | Operation of a Financial Services Commercial Office
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Chicago License: MORGAN STANLEY & CO. LLC
Limited Business License | Operation of a Financial Services Commercial Office
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cms_medicaid_national
1 records
co_sos
1 records
CO Business: Morgan Stanley & Co. LLC
1976-06-24
FLLC | Status: Good Standing | New York, NY
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courtlistener_docket
1 records
Elmarouk v. Morgan Stanley & Co. LLC
2026-04-23
Federal docket 3:26-cv-03434 (cand); matched party 'Morgan Stanley & Co. LLC'
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epa_echo
3 records
fed_reserve_enforcement
6 records
Fed Reserve Enforcement: Civil Money Penalty, $8,000,000 — Morgan Stanley, New York, New York
2018-01-12
Federal Reserve Civil Money Penalty, $8,000,000 against Morgan Stanley, New York, New York. Effective 2018-01-12.
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Fed Reserve Enforcement: Section 19 Letters — Galen Marsh
2016-01-07
Federal Reserve Section 19 Letters against Galen Marsh (Morgan Stanley, New York, New York). Effective 2016-01-07.
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Fed Reserve Enforcement: Section 19 Letters — Garth Peterson
2013-04-17
Federal Reserve Section 19 Letters against Garth Peterson (Morgan Stanley, New York, New York). Effective 2013-04-17.
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Fed Reserve Enforcement: Amendment to 4/2/2012 Order to Cease and Desist — MORGAN STANLEY, New York, New York
2013-02-28
Federal Reserve Amendment to 4/2/2012 Order to Cease and Desist against MORGAN STANLEY, New York, New York. Effective 2013-02-28.
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Fed Reserve Enforcement: Section 19 Letters — Garth Peterson
2012-04-17
Federal Reserve Section 19 Letters against Garth Peterson (Morgan Stanley, New York, New York). Effective 2012-04-17.
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Fed Reserve Enforcement: Cease and Desist Order — Morgan Stanley, New York, New York
2012-04-02
Federal Reserve Cease and Desist Order against Morgan Stanley, New York, New York. Effective 2012-04-02.
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finra
2 records
finra_disciplinary
1 records
FINRA: Firms Fined — Morgan Stanley & Co. LLC
November 1, 2024
November 1, 2024 – An AWC was iissued in which the firm was censured and fined $1,000,000. Without admitting or denying the findings, the firm consented to the sanctions and to the entry of findings t...
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lobbying
2 records
Lobbying Client: MORGAN STANLEY
Lobbied by MILLER STRATEGIES, LLC — Leading global investment bank and financial services firm.
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ny_corps
1 records
NY Corp: MORGAN STANLEY & CO. LLC
2011-06-02
FOREIGN LIMITED LIABILITY COMPANY | County: New York | Jurisdiction: Delaware
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ny_spills
3 records
NY Spill: MORGAN STANLEY — #2 fuel oil
2004-12-23
PURCHASE, Westchester County | 0.00 Gallons of #2 fuel oil
NY Spill: MORGAN STANLEY — #2 fuel oil
2004-12-23
PURCHASE, Westchester County | 0.00 Gallons of #2 fuel oil
NY Spill: MORGAN STANLEY — #2 fuel oil
2004-12-23
PURCHASE, Westchester County | 0.00 Gallons of #2 fuel oil
SEC EDGAR
1 records
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