Department of Justice
3 records
DOJ: UBS Agrees to Pay $1.435 Billion for Fraud in the Sale of Residential Mortgage-Backed Securities
2023-08-14
UBS AG and several of its U.S.-based affiliates (together, UBS) have agreed to pay $1.435 billion in penalties to settle a civil action filed in November 2018 alleging misconduct related to UBS’ under...
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DOJ: UBS Agrees to Pay $1.435 Billion to Resolve Claims That It Made Misrepresentations in the Sale of Residential Mortgage-Backed Securities
2023-08-14
BROOKLYN, NY – UBS AG and several of its U.S.-based affiliates (together, “UBS”) have agreed to pay $1.435 billion in penalties to settle a civil action filed in November 2018 alleging misconduct rela...
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DOJ: UBS agrees to pay $1.435 billion for fraud in the sale of residential mortgage-backed securities
2023-08-14
ATLANTA – UBS AG and several of its U.S.-based affiliates (together, “UBS”) have agreed to pay $1.435 billion in penalties to settle a civil action filed in November 2018 alleging misconduct related t...
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fed_reserve_enforcement
1 records
Fed Reserve Enforcement: Civil Money Penalty $100,000,000 — UBS, AG, Zurich, Switzerland
2004-05-10
Federal Reserve Civil Money Penalty $100,000,000 against UBS, AG, Zurich, Switzerland. Effective 2004-05-10.
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irs_exempt
2 records
lobbying
1 records
ny_corps
3 records
NY Corp: UBS GROUP LLC
2020-05-12
DOMESTIC LIMITED LIABILITY COMPANY | County: Kings | Jurisdiction: New York
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NY Corp: UBS LLC
2003-06-17
DOMESTIC LIMITED LIABILITY COMPANY | County: New York | Jurisdiction: New York
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NY Corp: UBS HOLDINGS INC.
1997-07-16
DOMESTIC BUSINESS CORPORATION | County: Nassau | Jurisdiction: New York
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SEC EDGAR
2 records
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